John J. Ellis

FORTHRIGHT WEALTH MANAGEMENT

Alpharetta, GA 30022

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CRD#: 5422812

Professional summary

John Joseph Ellis, CFP®, who also goes by John Ellis, is a registered financial advisor currently at FORTHRIGHT WEALTH MANAGEMENT, LLC located in Alpharetta, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FORTHRIGHT WEALTH MANAGEMENT, LLC, 5755 NORTH POINT PKWY, SUITE 47, ALPHARETTA, GA 30022. INVESTMENT RELATED, RIA, 5/2015-PRESENT. 160 HRS/MONTH DURING TRADING. DUTIES: DEVELOP, IMPLEMENT, MONITOR, AND PRESENT COMPREHENSIVE FINANCIAL PLANNING. 2. Mr.Ellis is 1/4 owner of the office suite at 5755 North Point Parkway, Suite 47, Alpharetta GA 30022 through Mr.Ellis's LLC, JJ Ellis, LLC 3. PKS FINANCIAL, 80 STATE ST ALBANY, NY 12207. INVESTMENT-RELATED, AGENT FOR FIXED INSURANCE AND FIXED ANNUITY SALES, 5/2015-PRESENT. 40 HRS/MONTH, 40 HRS/MONTH DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Ellis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 1, 2015 - Present

FORTHRIGHT WEALTH MANAGEMENT, LLC

Office #1: 5755 North Point Pkwy, Suite 47, Alpharetta, GA 30022

CRD#: 220515 / SEC#: 801-96202

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/1/2015)

IAR

Texas
(6/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2007

General Securities Representative Examination

Current Firm

FORTHRIGHT WEALTH MANAGEMENT, LLC

CRD#: 220515 / SEC#: 801-96202

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

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Contact information

Main Address

5755 North Point Pkwy, Suite 47, Alpharetta, GA 30022

Mailing Address

Phone number

(470) 395-4749

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRWM FORM ADV 2A ("DISCLOSURE BROCHURE") AND FORM ADV2B ("BROCHURE SUPPLEMENTS") (6/27/2025)

Regulatory assets under management

Total Number of Accounts	1,779
AUM (Assets Under Management)	$ 663,769,999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FORTHRIGHT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2007

Current Firm

FORTHRIGHT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTHRIGHT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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