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Davis Chabalowski

CRD# 5422743·Registered 2008 - 2019
Previously Registered: Being a previously registered professional could mean that Davis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Davis Chabalowski, who also goes by Davis Alan Chabalowski, was a registered financial advisor. Davis was a previously registered financial professional and started their career in finance 2008 - 2019. Davis had worked at 5 firms and has passed the Series 66, SIE, Series 56, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Davis Alan Chabalowski

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
April 11, 2019 - July 31, 2019
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
February 18, 2015 - February 23, 2018
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CRD# 111135
RIA
Chicago, IL
June 20, 2012 - October 15, 2012
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
June 20, 2012 - October 15, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Chicago, IL
August 11, 2010 - August 26, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
August 11, 2010 - August 26, 2010
EDWARD JONES·CRD# 250
RIA
Key Largo, FL
November 25, 2008 - July 27, 2010
EDWARD JONES·CRD# 250
BD
Key Largo, FL
September 23, 2008 - July 27, 2010

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Current Firm

AS
AVATAR SECURITIES, LLC

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: 8-67932
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone Number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.—
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Feb 2015

Series 3 — National Commodity Futures Examination

Passed Jul 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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