James S. Corfman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Steven Corfman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1969. James had worked at 7 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2007 - December 31, 2014
JC CAPITAL MANAGEMENT LLC
June 19, 1999 - November 21, 2019
CORFMAN CAPITAL, INC
May 13, 1992 - May 7, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
December 19, 1974 - May 8, 1992
SALOMON BROTHERS INC.
October 7, 1974 - December 25, 1974
L WELLER & CO
January 31, 1974 - August 15, 1974
GARY, GEYER, HILL & NADELL, INC.
December 22, 1969 - March 12, 1974
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 9/13/1965
Registered Representative ExaminationSeries 40
Date: 12/22/1969
Registered Principal ExaminationCurrent Firm
JC CAPITAL MANAGEMENT LLC
CRD#: 143274 / SEC#:
Contact information
Red Flags
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