JC

John V. Crump

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CRD#: 5422471
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John V Crump, who also goes by John VIncent Crump, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2007. John had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Vincent Crump

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 5, 2013 - February 21, 2018

DECAMILLA CAPITAL MANAGEMENT LLC

RIA
CRD#: 108027
SACRAMENTO, CA
Past

September 22, 2010 - September 16, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ROCKLIN, CA
Past

September 15, 2010 - September 16, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
ROCKLIN, CA
Past

January 1, 2008 - November 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHICO, CA
Past

January 1, 2008 - November 3, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHICO, CA
Past

November 22, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
CHICO, CA
Past

November 5, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
CHICO, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DECAMILLA CAPITAL MANAGEMENT LLC
DECAMILLA CAPITAL MANAGEMENT INC | DECAMILLA CAPITAL MANAGEMENT LLC

CRD#: 108027 / SEC#: 801-123600

RIA
Registered Investment Advisory firm - (4/7/2022 Approved)
California
Registered Investment Advisory firm - (5/8/2022 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/21/2007
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


DC
DECAMILLA CAPITAL MANAGEMENT LLC
DECAMILLA CAPITAL MANAGEMENT INC | DECAMILLA CAPITAL MANAGEMENT LLC

CRD#: 108027 / SEC#: 801-123600

RIA
Registered Investment Advisory firm - (4/7/2022 Approved)
California
Registered Investment Advisory firm - (5/8/2022 Terminated)
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Contact information


Main Address
4101 J Street Suite 150, Sacramento, CA 95819
Mailing Address
Phone number
(916) 979-0870
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (3 States and Territories)


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Regulatory assets under management


Total Number of Accounts302
AUM (Assets Under Management)$ 162,883,682

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DECAMILLA CAPITAL MANAGEMENT LLC

CRD#: 108027

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