Fred D. Corfee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Douglas Corfee JR, who also goes by Fred Douglas Corfee, Fritz Corfee, Fred Fritz, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1969. Fred had worked at 6 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2003 - April 5, 2006
INVESTORS RESOURCES GROUP, INC.
July 15, 1994 - November 13, 2003
INTERCAL SECURITIES CO.
April 29, 1986 - June 15, 1994
A. G. EDWARDS & SONS, INC.
December 1, 1978 - April 30, 1986
SUTRO & CO. INCORPORATED
August 27, 1973 - January 4, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
July 14, 1969 - December 5, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 7/3/1969
Registered Representative ExaminationSeries 40
Date: 10/26/1972
Registered Principal ExaminationCurrent Firm
INVESTORS RESOURCES GROUP, INC.
CRD#: 45752 / SEC#: , 8-51161
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
