David J. Boike

RETIREMENT RESOURCES

AUBURN HILLS, MI 48326

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CRD#: 5422247

Professional summary

David James Boike, who also goes by David J. Boike, Dj Boike, is a registered financial advisor currently at RETIREMENT RESOURCES, LLC located in Auburn Hills, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J. Boike | Dj Boike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTRANT IS ALSO A LICENSED INSURANCE AGENT. WHILE THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR IT WILL GENERALLY ACCOUNT FOR APPROXMIATELY 20% OF REGISTRANT'S TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Boike's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2010 - Present

RETIREMENT RESOURCES, LLC

Office #1: 1625 N Opdyke Rd, Auburn Hills, MI 48326

RIA

CRD#: 151889

AUBURN HILLS, MI

Past

May 21, 2010 - December 10, 2010

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FLINT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT RESOURCES, LLC

CRD#: 151889 / SEC#: 801-114202

RIA

Registered Investment Advisory firm - (10/29/2018 Approved)

Michigan

Registered Investment Advisory firm - (11/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/2010

Uniform Investment Adviser Law Examination

Current Firm

RETIREMENT RESOURCES, LLC

CRD#: 151889 / SEC#: 801-114202

RIA

Registered Investment Advisory firm - (10/29/2018 Approved)

Michigan

Registered Investment Advisory firm - (11/8/2018 Terminated)

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Contact information

Main Address

1625 N Opdyke Rd, Auburn Hills, MI 48326

Mailing Address

Phone number

(877) 732-5751

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	1,008
AUM (Assets Under Management)	$ 142,946,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Boike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Boike's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT RESOURCES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Primary Firm SEC Registration

RETIREMENT RESOURCES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/2010

Current Firm

RETIREMENT RESOURCES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT RESOURCES, LLC

TRUST BUT VERIFY

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