JB
Jayme W. Bresnahan
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
Johnston, IA 50131
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CRD#: 5422040
JB
Professional summary
Jayme William Bresnahan is a registered financial advisor currently at SUCCESSFUL RESOURCE MANAGEMENT, LTD. located in Johnston, Iowa.
Jayme is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jayme has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BRESNAHAN FAMILY LIMITED PARTNERS, INVESTMENT RELATED, CONDUCTED FROM 1010 VALLEY VIEW DRIVE, IDA GROVE, IA 51445. THE NATURE OF THIS BUSINESS IS FARMLAND OWNER, MY POSITION IN THE ORGANIZATION IS PARTNER. 05/2015 WAS THE START OF THE RELATIONSHIP. 1 HOUR/WEEK IS DEVOTED TO THIS BUSINESS, 0 HOURS DURING SECURITIES TRADING HOURS.
2) CARTRIGHT & KENNEDY, INC, NON-INVESTMENT RELATED, CONDUCTED FROM 108 THIRD STREET, SUITE 322, DES MOINES, IA 50309. CARTRIGHT & KENNEDY INC. IS A HOLDING COMPANY. MY POSITION IN THE ORGANIZATION IS OFFICER. 07/2016 WAS THE START OF THE RELATIONSHIP. 1 HOUR/MONTH IS DEVOTED TO THIS BUSINESS, 0 HOURS DURING SECURITIES TRADING HOURS.
3) Johnston Commercial Plaza, Inc. Owner. 6/2018 - Present. Commercial property ownership/management. 5721 Merle Hay Road, Suite 14, Johnston, Iowa, 50131. 10 hours/month devoted to this business, 0 hours during securities trading hours. Not investment-related.
4) Insurance Agent - 2012 - Present. Conducted from 5721 Merle Hay Road, Suite 14, Johnston, IA 50131. Duties include providing insurance products and services to clients and prospects. 1 hour/month are devoted to this activity, during normal business hours. Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view Jayme William Bresnahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2012 - Present
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
Office #1: 5721 Merle Hay Road Suite 14, Johnston, IA 50131RIA
CRD#: 110317
Johnston, IA
Past
November 29, 2013 - September 14, 2018
INVESTACORP, INC.
BD
CRD#: 7684
JOHNSTON, IA
Past
March 9, 2011 - December 5, 2012
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
URBANDALE, IA
Past
March 9, 2011 - December 2, 2013
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
URBANDALE, IA
Past
December 15, 2009 - March 1, 2011
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
AMES, IA
Past
December 15, 2009 - March 1, 2011
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
AMES, IA
Past
September 3, 2008 - May 20, 2009
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
WEST DES MOINES, IA
Past
September 3, 2008 - May 20, 2009
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
WEST DES MOINES, IA
Past
January 24, 2008 - August 20, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
WEST DES MOINES, IA
Past
November 22, 2007 - August 20, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
WEST DES MOINES, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(11/19/2012)
IAR
Missouri(8/12/2015)
IAR
Texas(7/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SR
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
SUCCESSFUL RESOURCE MANAGEMENT, LLC | SUCCESSFUL RESOURCES MANAGEMENT LTD | SUCCESSFUL RESOURCE MANAGEMENT, LTD.
CRD#: 110317 / SEC#: 801-57093
RIA
Registered Investment Advisory firm - (9/25/2009 Terminated)Iowa
Registered Investment Advisory firm - (5/4/2009 Approved)Kansas
Registered Investment Advisory firm - (12/18/2019 Terminated)Missouri
Registered Investment Advisory firm - (9/17/2009 Approved)Nebraska
Registered Investment Advisory firm - (12/23/2019 Terminated)North Dakota
Registered Investment Advisory firm - (12/18/2019 Terminated)Texas
Registered Investment Advisory firm - (9/15/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5721 Merle Hay Road Suite 14, Johnston, IA 50131
Mailing Address
Phone number
(515) 279-1400
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 35,532,434 |
Red Flags
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Company Information
SUCCESSFUL RESOURCE MANAGEMENT, LTD.
CRD#: 110317Johnston, IA 50131TRUST BUT VERIFY
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