Andrew M. Clouthier
Professional summary
Andrew Michael Clouthier is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 6 firms and has passed the Series 99TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Clouthier's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2019 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606December 26, 2018 - November 1, 2019
TJM INVESTMENTS, LLC
October 10, 2013 - September 25, 2018
MNR EXECUTIONS, LLC
April 25, 2011 - October 8, 2013
LIQUIDPOINT, LLC
June 22, 2010 - April 1, 2011
ROBERT C. SHEEHAN & ASSOCIATES, LLC
January 18, 2008 - February 25, 2010
ROBERT C. SHEEHAN & ASSOCIATES, LLC
January 10, 2008 - April 1, 2011
DASH FINANCIAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/25/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
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