Anthony D. Knight
Professional summary
Anthony David Knight, who also goes by Anthony Knight, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2008. Anthony has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony David Knight's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660August 28, 2015 - February 25, 2026
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 18, 2008 - July 27, 2015
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2026)
(6/17/2026)
(6/11/2026)
(6/9/2026)
(6/12/2026)
Exams
Series 7TO
Date: 1/30/2024
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
