AT
Amelia L. Thomas
XYPN INVEST
Montgomery, AL
Some features on this profile are disabled
CRD#: 5421888
AT
Amelia Leigh ThomasXYPN INVEST
Professional summary
Amelia Leigh Thomas is a registered financial advisor currently at XYPN INVEST located in Montgomery, Alabama.
Amelia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Amelia has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Amelia Thomas is currently a managing partner of her tax planning, accounting and bookkeeping business operated under her name Amelia Thomas. This activity accounts for approximately 20 hours of her time per month.
CRS (Client Relationship Summary) - RIA
Click below to view Amelia Leigh Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2026 - Present
XYPN INVEST
Office #2: 760 Old Roswell Road Suite 354, Roswell, GA 30076RIA
CRD#: 285967
Montgomery, AL
Past
January 25, 2021 - December 31, 2025
EMPIRE CAPITAL VENTURES
RIA
CRD#: 299014
ROSWELL, GA
Past
August 27, 2020 - December 31, 2020
EMPIRE CAPITAL VENTURES
RIA
CRD#: 299014
ROSWELL, GA
Past
December 3, 2018 - December 31, 2019
EMPIRE CAPITAL VENTURES
RIA
CRD#: 299014
ATLANTA, GA
Past
October 26, 2017 - June 21, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
BALTIMORE, MD
Past
October 26, 2017 - June 21, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
BALTIMORE, MD
Past
August 5, 2014 - November 2, 2015
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Montgomery, AL
Past
August 5, 2014 - November 2, 2015
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Montgomery, AL
Past
May 16, 2013 - July 9, 2014
BBVA SECURITIES INC.
BD
CRD#: 27060
BIRMINGHAM, AL
Past
December 7, 2012 - July 9, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
BIRMINGHAM, AL
Past
December 3, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Past
October 11, 2011 - October 26, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BIRMINGHAM, AL
Past
September 29, 2011 - October 26, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
February 2, 2010 - May 2, 2011
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
PHOENIX, AZ
Past
February 2, 2010 - May 2, 2011
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHOENIX, AZ
Past
March 30, 2009 - July 9, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MONTGOMERY, AL
Past
June 25, 2008 - July 9, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
MONTGOMERY, AL
Past
October 24, 2007 - May 7, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
MONTGOMERY, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XI
XYPN INVEST
ADELPHI LLC | XYPN SAPPHIRE | XYPN INVEST | XYIS | XY INVESTMENT SOLUTIONS, LLC | WINDJAMMER WEALTH | WEALTHPEACE | WEALTH MANAGEMENT OF ALABAMA | VITA WEALTH MANAGEMENT | VERBATIM FINANCIAL | TURNING POINT FINANCIAL LIFE PLANNING | TROPHY POINT FINANCIAL PLANNING | TENERE WEALTH ADVISORS | TEN RING WEALTH ADVISORS | STRINGER ASSET MANAGEMENT, LLC | SETZER FINANCIAL | SCHOLAR FINANCIAL | RUDDER FINANCIAL | REFRESH WEALTH | QUIET WEALTH | PURPOSEFUL MONEY | ONYX FINANCIAL | NEWLEAF FINANCIAL GUIDANCE | MOMENTOUS WEALTH ADVISORS | MERION PERSONAL FINANCE | LIGHTHOUSE PLANNING | J.B. WEALTH STRATEGIES | INTREPID FINANCIAL SERVICES | HUNDRED FINANCIAL PLANNING | HOEVEN WEALTH | HARVARD WEALTH MANAGEMENT | FLINT FINANCIAL PLANNING | EVIDENTIA WEALTH ADVISORS | ELATION WEALTH, LLC | DISCOVERY WEALTH MANAGEMENT | DELTA LAKE WEALTH MANAGEMENT LLC | CONLEY CAPITAL MANAGEMENT | CLEAR SKIES PLANNING & WEALTH STRATEGIES, INC | CLEAR SKIES PLANNING | CHARLES MICHAEL FINANCIAL | CAROLINA WEALTH PLANNERS | BIRDIE RETIREMENT PLANNING | BEECHMONT FINANCIAL | ARDENT GUARDIAN WEALTH ADVISORY | APPROACH FINANCIAL PLANNING | APPROACH FINANCIAL | ADELPHI WEALTH ADVISORY
CRD#: 285967 / SEC#: 801-118916
RIA
Registered Investment Advisory firm - (6/12/2020 Approved)Connecticut
Registered Investment Advisory firm - (6/23/2020 Terminated)Illinois
Registered Investment Advisory firm - (6/19/2020 Terminated)Montana
Registered Investment Advisory firm - (6/19/2020 Terminated)North Carolina
Registered Investment Advisory firm - (6/22/2020 Terminated)Texas
Registered Investment Advisory firm - (6/19/2020 Terminated)Virginia
Registered Investment Advisory firm - (6/26/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/7/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
XI
XYPN INVEST
ADELPHI LLC | XYPN SAPPHIRE | XYPN INVEST | XYIS | XY INVESTMENT SOLUTIONS, LLC | WINDJAMMER WEALTH | WEALTHPEACE | WEALTH MANAGEMENT OF ALABAMA | VITA WEALTH MANAGEMENT | VERBATIM FINANCIAL | TURNING POINT FINANCIAL LIFE PLANNING | TROPHY POINT FINANCIAL PLANNING | TENERE WEALTH ADVISORS | TEN RING WEALTH ADVISORS | STRINGER ASSET MANAGEMENT, LLC | SETZER FINANCIAL | SCHOLAR FINANCIAL | RUDDER FINANCIAL | REFRESH WEALTH | QUIET WEALTH | PURPOSEFUL MONEY | ONYX FINANCIAL | NEWLEAF FINANCIAL GUIDANCE | MOMENTOUS WEALTH ADVISORS | MERION PERSONAL FINANCE | LIGHTHOUSE PLANNING | J.B. WEALTH STRATEGIES | INTREPID FINANCIAL SERVICES | HUNDRED FINANCIAL PLANNING | HOEVEN WEALTH | HARVARD WEALTH MANAGEMENT | FLINT FINANCIAL PLANNING | EVIDENTIA WEALTH ADVISORS | ELATION WEALTH, LLC | DISCOVERY WEALTH MANAGEMENT | DELTA LAKE WEALTH MANAGEMENT LLC | CONLEY CAPITAL MANAGEMENT | CLEAR SKIES PLANNING & WEALTH STRATEGIES, INC | CLEAR SKIES PLANNING | CHARLES MICHAEL FINANCIAL | CAROLINA WEALTH PLANNERS | BIRDIE RETIREMENT PLANNING | BEECHMONT FINANCIAL | ARDENT GUARDIAN WEALTH ADVISORY | APPROACH FINANCIAL PLANNING | APPROACH FINANCIAL | ADELPHI WEALTH ADVISORY
CRD#: 285967 / SEC#: 801-118916
RIA
Registered Investment Advisory firm - (6/12/2020 Approved)Connecticut
Registered Investment Advisory firm - (6/23/2020 Terminated)Illinois
Registered Investment Advisory firm - (6/19/2020 Terminated)Montana
Registered Investment Advisory firm - (6/19/2020 Terminated)North Carolina
Registered Investment Advisory firm - (6/22/2020 Terminated)Texas
Registered Investment Advisory firm - (6/19/2020 Terminated)Virginia
Registered Investment Advisory firm - (6/26/2020 Terminated)Loading...
Contact information
Main Address
24 E. Main Street, Bozeman, MT 59715
Mailing Address
Phone number
(360) 301-7579
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 881,518,149 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
