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TJ

Thomas W. Johnson

TASTYTRADE
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 5421745
TJ

Professional summary

Thomas William Johnson is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 34, Series 3, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2026 - Present

TASTYTRADE, INC.

Office #1: 1330 West Fulton Street Suite 600, Chicago, IL 60607
BD
CRD#: 277027
Chicago, IL
Past

June 13, 2018 - June 30, 2021

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
CHICAGO, IL
Past

August 23, 2016 - July 19, 2017

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

November 15, 2013 - June 30, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHICAGO, IL
Past

August 19, 2013 - June 30, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL
Past

September 15, 2011 - July 29, 2013

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL
Past

March 31, 2008 - September 28, 2010

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/20/2026)
RR
Florida
(4/20/2026)
RR
Idaho
(4/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/14/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 10/26/2015
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 12/4/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/4/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/4/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/4/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/4/2024
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TASTYTRADE, INC.
TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Phone number
(312) 724-7075
Established
Delaware since 06/22/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER
ADLER, KERRY ANN PATRICIAINTERIM CHIEF COMPLIANCE OFFICER3269947
BRASIL DE OLIVEIRA, LUIS FERNANDOCHIEF OPERATING OFFICER5652832
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
GRACE, CHRISTOPHER WILLIAMHEAD OF BROKERAGE TRADING OPERATIONS5985000
MONTERRUBIO, DAMONAML COMPLIANCE OFFICER5565532
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TASTYTRADE, INC.

CRD#: 277027Chicago, IL 60607

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