Nathan D. Goad

ALDEN INVESTMENT GROUP

Largo, FL 33774

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CRD#: 5421740

Professional summary

Nathan Daniel Goad, CFP®, who also goes by Nate Goad, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Largo, Florida and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nathan has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Goad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Consulting - Soli Deo Gloria Ventures II, 10484 138th Street Largo FL 33774 - 5 hours per month during securities trading hours. Advising on marketing , entity structuring, and tax related items.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Daniel Goad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 28, 2022 - Present

ALDEN INVESTMENT GROUP

Office #1: 10484 138th St, Largo, FL 33774

RIA

CRD#: 317077

Largo, FL

Current

January 7, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

March 2, 2022 - December 13, 2022

SPARTA WEALTH PARTNERS

RIA

CRD#: 318036

Bellaire Bluffs, FL

Past

May 24, 2021 - November 3, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

Belleair Bluffs, FL

Past

August 19, 2020 - May 17, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CLEARWATER, FL

Past

May 6, 2015 - May 17, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CLEARWATER, FL

Past

July 21, 2011 - November 3, 2014

ARS WEALTH ADVISORS

RIA

CRD#: 124185

ST. PETERSBURG, FL

Past

January 14, 2008 - April 25, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PETERSBURG, FL

Past

September 24, 2007 - November 28, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/5/2023)

Florida
(1/7/2022)

IAR

Florida
(7/28/2022)

North Carolina
(6/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/5/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathan D. Goad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Daniel Goad's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

SPARTA WEALTH PARTNERS

ALDEN CAPITAL

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

ARS WEALTH ADVISORS

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2023

Series 65

Date: 6/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/6/2015

Series 6

Date: 9/21/2007

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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