Larry P. Ward

RETIREONE INVESTMENT SERVICES

Louisville, KY 40202

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CRD#: 5421416

Professional summary

Larry Patrick Ward JR, who also goes by L. Patrick Ward, Larry Patrick Ward, is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.

Larry is registered as a RR (Registered Representative) and started their career in finance in 2007. Larry has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

L. Patrick Ward | Larry Patrick Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Patrick Ward JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202

CRD#: 269923

Louisville, KY

Past

October 24, 2022 - November 6, 2023

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

MANDEVILLE, LA

Past

February 18, 2022 - April 14, 2022

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

September 29, 2007 - June 3, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/11/2024)

Arizona
(9/11/2024)

Arkansas
(9/11/2024)

California
(9/11/2024)

Colorado
(9/11/2024)

Georgia
(10/27/2025)

Hawaii
(9/11/2024)

Idaho
(9/11/2024)

Illinois
(9/11/2024)

Indiana
(9/11/2024)

Iowa
(9/11/2024)

Kansas
(9/11/2024)

Kentucky
(9/11/2024)

Louisiana
(9/11/2024)

Michigan
(9/11/2024)

Minnesota
(9/11/2024)

Missouri
(9/11/2024)

Montana
(9/11/2024)

Nebraska
(9/11/2024)

Nevada
(9/11/2024)

New Mexico
(9/11/2024)

North Dakota
(9/11/2024)

Ohio
(9/11/2024)

Oklahoma
(9/11/2024)

Oregon
(9/11/2024)

South Dakota
(9/11/2024)

Tennessee
(9/11/2024)

Texas
(9/11/2024)

Utah
(9/11/2024)

Washington
(9/11/2024)

Wisconsin
(9/11/2024)

Wyoming
(9/11/2024)

Exams

State Security Law Exam

Series 63

Date: 2/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/27/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/27/2020

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

RETIREONE INVESTMENT SERVICES, LLC

EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923 / SEC#: , 8-69640

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

222 South 1st Street, Suite 600, Louisville, KY 40202

Mailing Address

222 South 1st Street, Suite 600, Louisville, KY 40202

Phone number

(877) 575-2742

Established

Delaware since 05/05/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RETIREONE, INC.	OWNER
GILMAN, ROBERT CRAIG	FINOP, PFO	1738412
GRAY, LEVEN RAINEY	CHIEF COMPLIANCE OFFICER	707493
MERCIER, EDWARD JAMES	CHIEF EXECUTIVE OFFICER	1370339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry P. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Patrick Ward JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREONE INVESTMENT SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

STATE FARM VP MANAGEMENT CORP.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/2008

SIE

Date: 10/1/2018

Series 6

Date: 9/27/2007

Series 26

Date: 10/27/2020

FINRA

Current Firm

RETIREONE INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RETIREONE INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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