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DF

Don L. Fruge

FRUGE' CAPITAL ADVISORS (FORMERLY OXFORD INVESTMENT ADV)
Oxford, MS 38655
Some features on this profile are disabled
CRD#: 5421200
DF

Professional summary

Don L. Fruge JR. is a registered financial advisor currently at FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV) located in Oxford, Mississippi.

Don is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Don has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER, FRUGE' LAW FIRM, PLLC; PROVIDE LEGAL SERVICES, NON-INVESTMENT RELATED; APPROXIMATELY 10-25% OF TIME DEVOTED TO OTHER BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don L. Fruge JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2009 - Present

FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV)

Office #1: 2086 Old Taylor Road Suite 1013, Oxford, MS 38655
RIA
CRD#: 149447
Oxford, MS
Past

October 23, 2007 - February 2, 2009

HARDY REED, LLC

RIA
CRD#: 141024
OXFORD, MS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/5/2017)
IAR
Mississippi
(2/5/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/27/2007
Uniform Investment Adviser Law Examination

Current Firm

FC
FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV)
FRUGE' CAPITAL ADVISORS (FORMERLY OXFORD INVESTMENT ADVISORS) | OXFORD INVESTMENT ADVISORS, LLC | FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV) | FRUGE' CAPITAL ADVISORS, LLC

CRD#: 149447 / SEC#:

Louisiana
Registered Investment Advisory firm - (9/5/2017 Approved)
Mississippi
Registered Investment Advisory firm - (2/2/2009 Approved)
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Contact information

Main Address
2086 Old Taylor Road Suite 1013, Oxford, MS 38655
Mailing Address
P. O. Box 270, Oxford, MS 38655
Phone number
(662) 550-4554
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts134
AUM (Assets Under Management)$ 125,327,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV)

CRD#: 149447Oxford, MS 38655

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