Alexander M. Singerman
Professional summary
Alexander Matthew Singerman, who also goes by Alex Matthew Singerman, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Hillsboro, Virginia and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alexander has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Matthew Singerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2014 - Present
FIRST TRUST ADVISORS LP
February 28, 2014 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187August 16, 2011 - February 21, 2014
FIDELITY DISTRIBUTORS COMPANY LLC
May 5, 2011 - June 28, 2011
OSAIC FA, INC.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2014)
(6/20/2014)
(11/4/2021)
(2/3/2020)
(1/23/2020)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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