Elizabeth A. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Shah, who also goes by Elizabeth Ann Perez, Elizabeth Perez, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2008. Elizabeth had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2014 - November 17, 2016
STIRA CAPITAL MARKETS GROUP, LLC
January 23, 2008 - April 8, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STIRA CAPITAL MARKETS GROUP, LLC
CRD#: 141277 / SEC#: , 8-67373
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
