Raman Bhalla

WISS PRIVATE CLIENT ADVISORS

Florham Park, NJ 07932

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CRD#: 5420441

Professional summary

Raman Bhalla, CFA is a registered financial advisor currently at WISS PRIVATE CLIENT ADVISORS, LLC located in Florham Park, New Jersey.

Raman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Raman has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raman Bhalla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 14, 2026 - Present

WISS PRIVATE CLIENT ADVISORS, LLC

Office #1: 100 Campus Drive W Suite 400, Florham Park, NJ 07932

RIA

CRD#: 286319

Florham Park, NJ

Past

May 27, 2022 - April 24, 2026

AVESTAR CAPITAL, LLC

RIA

CRD#: 287525

NEW YORK, NY

Past

March 29, 2021 - April 7, 2021

CWM, LLC

RIA

CRD#: 155344

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

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Contact information

Main Address

100 Campus Drive W Suite 400, Florham Park, NJ 07932

Mailing Address

Phone number

(973) 577-2872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 809,666,561

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2025	Cover Page	Report
01/24/2025	Cover Page	Report
01/27/2024	Cover Page	Report
12/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raman Bhalla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raman Bhalla's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISS PRIVATE CLIENT ADVISORS, LLC

AVESTAR CAPITAL, LLC

CWM, LLC

Primary Firm SEC Registration

WISS PRIVATE CLIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WISS PRIVATE CLIENT ADVISORS, LLC

TRUST BUT VERIFY

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