Sylvester Marbey
Professional summary
Sylvester Marbey is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.
Sylvester is registered as a RR (Registered Representative) and started their career in finance in 2011. Sylvester has worked at 9 firms and has passed the Series 66, SIE, Series 79, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sylvester Marbey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 66 Hudson Boulevard 34th Floor, Suite 3401, New York, NY 10001April 8, 2024 - December 31, 2024
SMEAD FUNDS DISTRIBUTORS, LLC
July 26, 2021 - October 3, 2023
RUSSELL INVESTMENTS
July 22, 2021 - October 3, 2023
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
July 22, 2021 - October 3, 2023
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 9, 2019 - July 22, 2021
PRUDENTIAL SELECT STRATEGIES LLC
June 6, 2018 - August 12, 2019
PRUCO SECURITIES, LLC.
May 21, 2018 - July 22, 2021
PRUCO SECURITIES, LLC.
February 5, 2015 - May 1, 2018
J.P. MORGAN SECURITIES LLC
February 2, 2015 - May 1, 2018
J.P. MORGAN SECURITIES LLC
January 31, 2012 - January 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2011 - January 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(1/2/2025)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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