Andrew L. Hackmann
Professional summary
Andrew L Hackmann, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in St. Louis, Missouri.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew L Hackmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew L Hackmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 2 City Place Dr Suite 30, St. Louis, MO 63141-7096March 25, 2014 - Present
OSAIC WEALTH, INC.
Office #1: 2 City Place Dr Suite 30, St. Louis, MO 63141-7096January 11, 2008 - November 24, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(4/18/2014)
(12/1/2022)
(6/16/2025)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(3/26/2014)
(11/21/2022)
(12/1/2022)
(12/1/2022)
(7/16/2024)
(12/1/2022)
(3/6/2025)
(12/1/2022)
(12/1/2022)
(12/12/2022)
(12/1/2022)
(12/1/2022)
(6/7/2023)
(12/1/2022)
(12/1/2022)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131St. Louis, MO 63141-7096TRUST BUT VERIFY
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