Jack Fu

DRACO CAPITAL PARTNERS

TAIPEI CITY,

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CRD#: 5419005

Professional summary

Jack Fu, who also goes by Jack Fu, is a registered financial advisor currently at DRACO CAPITAL PARTNERS, LLC .

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jack has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Fu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Fu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2020 - Present

DRACO CAPITAL PARTNERS, LLC

Office #1: 8f-2, No. 161, Songde Rd. Xinyi Dist., Taipei City

RIA

CRD#: 306055

TAIPEI CITY,

Past

September 22, 2009 - May 25, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

EL MONTE, CA

Past

September 21, 2009 - May 25, 2011

LPL FINANCIAL LLC

CRD#: 6413

EL MONTE, CA

Past

March 4, 2008 - September 16, 2009

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

CITY OF INDUSTRY, CA

Past

February 29, 2008 - September 16, 2009

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

CITY OF INDUSTRY, CA

Past

September 17, 2007 - October 8, 2007

OSAIC SERVICES, INC.

CRD#: 133763

SOUTH PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/15/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DRACO CAPITAL PARTNERS, LLC

CRD#: 306055 / SEC#: 801-117648

RIA

Registered Investment Advisory firm - (1/2/2020 Terminated)

California

Registered Investment Advisory firm - (2/25/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8f-2, No. 161, Songde Rd. Xinyi Dist., Taipei City

Mailing Address

260 Newport Center Drive 3rd Floor, Newport Beach, CA 92660

Phone number

(949) 535-4675

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 15,086,792

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jack Fu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Fu's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRACO CAPITAL PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2019

Series 63

Date: 9/26/2007

Series 7

Date: 6/24/2008

Series 6

Date: 9/15/2007

Current Firm

DRACO CAPITAL PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRACO CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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