Aida I. Rios

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CRD#: 5418720

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aida Iris Rios, AIF®, ChFC®, who also goes by Aida Iris Dejesus Miss, Aida Iris Rios Mrs., was a registered financial professional .

Aida is a previously registered financial professional and started their career in finance in 2007. Aida had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Aida Iris Dejesus Miss | Aida Iris Rios Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Approximately 50% of time devoted to affiliated RIA, Aspire Advisors, LLC (investment related). Title: Account Manager. Responsibilities will include servicing retirement plans & clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

ChFC^®

Chartered Financial Consultant

Experience

Past

July 12, 2018 - October 27, 2023

ASPIRE ADVISORS, LLC

RIA

CRD#: 150652

PURCHASE, NY

Past

July 10, 2018 - October 27, 2023

HAMILTON CAVANAUGH & ASSOCIATES, INC.

CRD#: 35972

NORTH WHITE PLAINS, NY

Past

March 27, 2017 - June 26, 2018

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

New York, NY

Past

August 17, 2009 - June 26, 2018

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

November 13, 2007 - July 16, 2009

CAMMACK LARHETTE BROKERAGE, INC.

CRD#: 109906

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/12/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

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Contact information

Main Address

661 North Broadway, North White Plains, NY 10603

Mailing Address

Phone number

(877) 760-3540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 105,783,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aida I. Rios

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAMILTON CAVANAUGH & ASSOCIATES, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

CAMMACK LARHETTE BROKERAGE, INC.

Primary Firm SEC Registration

ASPIRE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2017

Series 63

Date: 1/15/2008

SIE

Date: 10/1/2018

Series 6

Date: 11/12/2007

Current Firm

ASPIRE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE ADVISORS, LLC

TRUST BUT VERIFY

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