Roland M. Hamrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roland Mont Hamrick, who also goes by Roland Hamrick, was a registered financial professional .
Roland is a previously registered financial professional and started their career in finance in 2008. Roland had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - December 31, 2021
NEW REPUBLIC PARTNERS
July 27, 2009 - November 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
January 16, 2009 - July 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 25, 2008 - November 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
NEW REPUBLIC PARTNERS
CRD#: 310907 / SEC#: 801-119745
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/1/2022
General Securities Representative ExaminationCurrent Firm
NEW REPUBLIC PARTNERS
CRD#: 310907 / SEC#: 801-119745
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 2,506,624,237 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/27/2025 | ||
| 10/02/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
