Madhusudan Iyer

CLSA AMERICAS

New York, NY 10036

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CRD#: 5418606

Professional summary

Madhusudan Iyer, who also goes by Madhu Iyer, Madhusudan Iyer Mr, Madhusudan Iyer, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York.

Madhusudan is registered as a RR (Registered Representative) and started their career in finance in 2007. Madhusudan has worked at 4 firms and has passed the SIE, Series 52, Series 7, Series 16, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Madhu Iyer | Madhusudan Iyer Mr | Madhusudan Iyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Madhusudan Iyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2022 - Present

CLSA AMERICAS, LLC

Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036

RIA

CRD#: 165533

New York, NY

Past

October 4, 2018 - April 12, 2022

BOFA SECURITIES, INC.

CRD#: 283942

NEW YORK, NY

Past

September 18, 2008 - April 12, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 14, 2007 - May 29, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 10/7/2013

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 4/2/2013

General Securities Representative Examination

General Industry/Product Exam

Series 16

Date: 12/7/2007

NYSE Supervisory Analyst Examination

Principal/Supervisory Exam

Series 53

Date: 12/23/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/9/2013

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLSA AMERICAS, LLC

CRD#: 165533 / SEC#: , 8-69166

California

Registered Investment Advisory firm - SEC (1/1/2019 Approved)

Connecticut

Registered Investment Advisory firm - SEC (1/14/2019 Approved)

Texas

Registered Investment Advisory firm - SEC (1/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1155 Avenue Of The Americas 17th Floor 17th Floor, New York, NY, 10036

Mailing Address

1155 Avenue Of The Americas 17th Floor, New York, NY, 10036

Phone number

(212) 549-5097

Established

Delaware since 08/15/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CLSA AMERICAS HOLDINGS, INC.	MEMBER/SHAREHOLDER
BILLET, CHRISTIAN LESLIE	CCO	2441597
HOLUB, WILLIAM CHARLES	BOARD MEMBER, CFO-FINOP	2680290
PARK, EDWARD	BOARD MEMBER	7550990
SCHWARTZ, BRADLEY HARRIS	BOARD MEMBER, CEO	2372237
ZHANG, HUIZI	BOARD MEMBER	8008880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Madhusudan Iyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Madhusudan Iyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 52

Date: 10/7/2013

Series 7

Date: 4/2/2013

Series 16

Date: 12/7/2007

Series 53

Date: 12/23/2013

Series 4

Date: 7/9/2013

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLSA AMERICAS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLSA AMERICAS, LLC

TRUST BUT VERIFY

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