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Shannon M. Connor

IWP WEALTH MANAGEMENT
Denver, CO 80206
Some features on this profile are disabled
CRD#: 5417981
SC

Professional summary

Shannon Mary Connor is a registered financial advisor currently at IWP WEALTH MANAGEMENT LLC located in Denver, Colorado.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Shannon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Mary Connor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2024 - Present

IWP WEALTH MANAGEMENT LLC

Office #1: 2719 E. 3rd Avenue, Denver, CO 80206
RIA
CRD#: 136314
Denver, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IWP WEALTH MANAGEMENT LLC
INTEGRAL WEALTH PARTNERS LLC | IWP WEALTH MANAGEMENT LLC | IWP FAMILY OFFICE

CRD#: 136314 / SEC#: 801-64549

RIA
Registered Investment Advisory firm - (7/20/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/27/2024)
IAR
Colorado
(6/27/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/7/2024
Uniform Investment Adviser Law Examination

Current Firm

IW
IWP WEALTH MANAGEMENT LLC
INTEGRAL WEALTH PARTNERS LLC | IWP WEALTH MANAGEMENT LLC | IWP FAMILY OFFICE

CRD#: 136314 / SEC#: 801-64549

RIA
Registered Investment Advisory firm - (7/20/2005 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2719 E. 3rd Avenue, Denver, CO 80206
Mailing Address
P.o. Box 61020, Denver, CO 80206
Phone number
(720) 328-9700
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IWP WEALTH MANAGEMENT ADV PART 2A & 2B FIRM BROCHURE FY 2023 (10/30/2025)

Regulatory assets under management

Total Number of Accounts71
AUM (Assets Under Management)$ 3,907,511,486

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2025
Cover Page
Report
12/16/2024
Cover Page
Report
02/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IWP WEALTH MANAGEMENT LLC

CRD#: 136314Denver, CO 80206

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