MS
Michael N. Sefscik
QUASAR DISTRIBUTORS
Portland, ME 04101
Some features on this profile are disabled
CRD#: 5417683
MS
Professional summary
Michael Nicholas Sefscik is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Nicholas Sefscik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103848
Portland, ME
Past
September 19, 2012 - January 23, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
MARS, PA
Past
September 19, 2012 - January 23, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
MARS, PA
Past
April 11, 2011 - June 13, 2012
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
NEW YORK, NY
Past
January 7, 2011 - June 13, 2012
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
BOSTON, MA
Past
April 6, 2010 - June 13, 2012
FEDERATED SECURITIES CORP.
RIA
CRD#: 5009
PITTSBURGH, PA
Past
April 6, 2010 - June 13, 2012
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
October 17, 2007 - June 13, 2012
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/7/2023)
RR
Alaska(3/7/2023)
RR
Arizona(3/7/2023)
RR
Arkansas(3/7/2023)
RR
California(3/7/2023)
RR
Colorado(3/7/2023)
RR
Connecticut(3/7/2023)
RR
Delaware(3/7/2023)
RR
District of Columbia(3/7/2023)
RR
Florida(3/7/2023)
RR
Georgia(3/7/2023)
RR
Hawaii(3/7/2023)
RR
Idaho(3/7/2023)
RR
Illinois(3/7/2023)
RR
Indiana(3/7/2023)
RR
Iowa(3/7/2023)
RR
Kansas(3/7/2023)
RR
Kentucky(3/7/2023)
RR
Louisiana(3/7/2023)
RR
Maine(3/7/2023)
RR
Maryland(3/7/2023)
RR
Massachusetts(3/7/2023)
RR
Michigan(3/7/2023)
RR
Minnesota(3/7/2023)
RR
Mississippi(3/7/2023)
RR
Missouri(3/7/2023)
RR
Montana(3/7/2023)
RR
Nebraska(3/7/2023)
RR
Nevada(3/7/2023)
RR
New Hampshire(3/7/2023)
RR
New Jersey(3/7/2023)
RR
New Mexico(3/7/2023)
RR
New York(3/7/2023)
RR
North Carolina(3/7/2023)
RR
North Dakota(3/7/2023)
RR
Ohio(3/8/2023)
RR
Oklahoma(3/7/2023)
RR
Oregon(3/7/2023)
RR
Pennsylvania(3/7/2023)
RR
Puerto Rico(3/7/2023)
RR
Rhode Island(3/7/2023)
RR
South Carolina(3/7/2023)
RR
South Dakota(3/7/2023)
RR
Tennessee(3/7/2023)
RR
Texas(3/7/2023)
RR
Utah(3/7/2023)
RR
Vermont(3/7/2023)
RR
Virgin Islands(3/7/2023)
RR
Virginia(3/7/2023)
RR
Washington(3/7/2023)
RR
West Virginia(3/7/2023)
RR
Wisconsin(3/7/2023)
RR
Wyoming(3/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/3/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Portland, ME 04101TRUST BUT VERIFY
Monitor Michael Sefscik
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
