Joseph L. Foley

FORTITER WEALTH MANAGEMENT

Houston, TX 77056

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CRD#: 5417602

Professional summary

Joseph Lance Foley is a registered financial advisor currently at FORTITER WEALTH MANAGEMENT, LLC located in Houston, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lance Foley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

FORTITER WEALTH MANAGEMENT, LLC

Office #1: 1980 Post Oak Blvd.,, Houston, TX 77056

RIA

CRD#: 169577

Houston, TX

Past

March 23, 2009 - May 6, 2024

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

HOUSTON, TX

Past

November 1, 2007 - May 6, 2024

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTITER WEALTH MANAGEMENT, LLC

FORTITER WEALTH MANAGEMENT, LLC | HEIDI ADVISORS, LLC

CRD#: 169577 / SEC#: 801-78931

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2007

General Securities Representative Examination

Current Firm

FORTITER WEALTH MANAGEMENT, LLC

FORTITER WEALTH MANAGEMENT, LLC | HEIDI ADVISORS, LLC

CRD#: 169577 / SEC#: 801-78931

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

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Contact information

Main Address

1980 Post Oak Blvd. Suite 2100, Houston, TX 77056

Mailing Address

Phone number

(832) 941-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTITER WEALTH MANAGEMENT, LLC - DISCLOSURE BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 342,645,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph L. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lance Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTITER WEALTH MANAGEMENT, LLC

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

Primary Firm SEC Registration

FORTITER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/31/2007

Current Firm

FORTITER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTITER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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