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EA

Edward J. Argus

ARGUS EFFICIENT CAPITAL
WESTFIELD, IN
Some features on this profile are disabled
CRD#: 5417456
EA

Professional summary

Edward John Argus, who also goes by Edward J Argus, Ted Argus, is a registered financial advisor currently at ARGUS EFFICIENT CAPITAL, LLC located in Westfield, Indiana.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Edward has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Edward J Argus | Ted Argus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward John Argus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2024 - Present

ARGUS EFFICIENT CAPITAL, LLC

RIA
CRD#: 331680
WESTFIELD, IN
Past

April 7, 2008 - August 11, 2008

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

March 11, 2008 - August 11, 2008

WADDELL & REED

BD
CRD#: 866
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/28/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/10/2008
General Securities Representative Examination

Current Firm

AE
ARGUS EFFICIENT CAPITAL, LLC
ARGUS EFFICIENT CAPITAL, LLC

CRD#: 331680 / SEC#:

Indiana
Registered Investment Advisory firm - (7/19/2024 Approved)
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Contact information

Main Address
Westfield, IN
Mailing Address
Phone number
(513) 324-6308
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts13
AUM (Assets Under Management)$ 379,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGUS EFFICIENT CAPITAL, LLC

CRD#: 331680Westfield, IN

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