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Edward John Argus

ARGUS EFFICIENT CAPITAL
WESTFIELD, IN
·CRD# 5417456·18 years experience

Professional Summary

Edward John Argus, who also goes by Edward J Argus, Ted Argus, is a registered financial advisor currently at ARGUS EFFICIENT CAPITAL, LLC located in Westfield, Indiana. Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Edward has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward J Argus, Ted Argus

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ARGUS EFFICIENT CAPITAL, LLC·CRD# 331680
RIA
Westfield, IN
July 19, 2024 - Present
WADDELL & REED·CRD# 866
RIA
Indianapolis, IN
April 7, 2008 - August 11, 2008
WADDELL & REED·CRD# 866
BD
Indianapolis, IN
March 11, 2008 - August 11, 2008

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Current Firm

AE
ARGUS EFFICIENT CAPITAL, LLC

ARGUS EFFICIENT CAPITAL, LLC

CRD#: 331680
Indiana
Registered Investment Advisory firm - Indiana (7/19/2024 Approved)

Contact Information

Main Address

Westfield, IN

Phone Number

(513) 324-6308

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

13

AUM (Assets Under Management)

$222,560

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment officer of Risk at IU Health. Approx. 40 hours a week. Executive Director at CFA Society Indianapolis. Approx. 2 hours a week.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2024About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2008About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Edward John Argus's CRS (Customer Relationship Summary).

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