Scott D. Carl

QUINCY WELLS ADVISORS

Jacksonville, FL

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CRD#: 5416724

Professional summary

Scott David Carl, CFP®, who also goes by Scott Carl, Scott D Carl, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Jacksonville, Florida and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 10 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Carl | Scott D Carl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Symmetry Financial Group, LLC. Investment related. 2314 South Avenue, Suite 2, Scotch Plains, NJ 07076. Begin 01/2019. Dedicate 32 hr per month during securities trading hours. In course of doing business with brokerage clients and advisory clients I may need to provide insurance services through Symmetry Financial. BlueSkye Investment Advisors, LLC ("BIA") is a registered investment advisory that offers investment management services to retail clients of BIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Carl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 10, 2022 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Jacksonville, FL

Current

January 25, 2019 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

May 26, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Wilmington, NC

Past

August 13, 2019 - March 16, 2020

BLUESKYE INVESTMENT ADVISERS, LLC

RIA

CRD#: 161097

Wilmington, NC

Past

May 2, 2018 - May 2, 2018

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Boca Raton, FL

Past

March 23, 2018 - January 7, 2019

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Boca Raton, FL

Past

October 9, 2017 - April 16, 2018

INVESTACORP, INC.

CRD#: 7684

BOCA RATON, FL

Past

August 3, 2017 - March 27, 2018

SINGER WEALTH ADVISORS INC.

RIA

CRD#: 170470

BOCA RATON, FL

Past

July 21, 2016 - April 5, 2017

GREEN LANE CAPITAL ADVISORS, LLC

RIA

CRD#: 283459

Wilmington, NC

Past

September 7, 2012 - February 1, 2016

ABACUS WEALTH PARTNERS

RIA

CRD#: 128590

SANTA MONICA, CA

Past

September 10, 2008 - August 17, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CONSHOHOCKEN, PA

Past

January 8, 2008 - August 21, 2008

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

PHOENIXVILLE, PA

Past

November 7, 2007 - August 21, 2008

MUTUAL SERVICE CORPORATION

CRD#: 4806

PHOENIXVILLE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/5/2022)

Arkansas
(12/22/2023)

California
(11/30/2020)

Colorado
(6/1/2022)

Florida
(1/25/2019)

IAR

Florida
(6/27/2025)

Illinois
(5/6/2021)

Minnesota
(2/9/2021)

Nevada
(1/26/2021)

IAR

North Carolina
(1/10/2022)

North Carolina
(8/7/2023)

Oregon
(10/11/2023)

Pennsylvania
(1/25/2019)

Tennessee
(10/4/2023)

Virginia
(9/24/2025)

Wyoming
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/1/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/14/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Carl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Carl's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

QUINCY WELLS ADVISORS, LLC

BLUESKYE INVESTMENT ADVISERS, LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

INVESTACORP, INC.

SINGER WEALTH ADVISORS INC.

GREEN LANE CAPITAL ADVISORS, LLC

ABACUS WEALTH PARTNERS

AMERIPRISE FINANCIAL SERVICES, LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2018

Series 65

Date: 9/14/2012

Series 66

Date: 11/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2017

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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