PB
Paul M. Brissenden
ALTA WEALTH ADVISORS LLC
Woburn, MA 01801
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CRD#: 5416621
PB
Professional summary
Paul M Brissenden is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Woburn, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/17/2018 - Porter Financial Inc. - Investment Related - Business Entity For Tax/Investment Purposes Only - President - Start Date 02/10/2017 - 30 Hours Per Month/5 Hours During Securities Trading.
2. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 40 Hours Per Month/40 Hours During Securities Trading.
3. 11/8/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/27/2018 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisor LLC, an independent investment advisor firm. I started this business activity in 04/27/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 11/21/2018 - First American Insurance Underwriters - Investment Related - 460 Hillside Ave, Needham, MA 02494 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
5. 11/21/2018 - Four Seasons Financial Group - Investment Related - 701A Route 73 South, Suite 400, Marlton, NJ 08053 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
6. 11/21/2018 - Ash Brokerage - Investment Related - 888 S. Harrison Street, Suite 900, Fort Wayne, IN 46802 - Non-Variable Insurance - Agent - Start Date: 10/23/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Paul M Brissenden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2018 - Present
ALTA WEALTH ADVISORS LLC
Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801RIA
CRD#: 293675
Woburn, MA
Current
December 13, 2016 - Present
LPL FINANCIAL LLC
Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801RIA
BD
CRD#: 6413
Woburn, MA
Past
December 15, 2016 - May 23, 2018
PINNACLE PRIVATE WEALTH, LLC
RIA
CRD#: 170315
WOBURN, MA
Past
September 26, 2012 - December 21, 2016
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
ANDOVER, MA
Past
September 19, 2012 - December 21, 2016
SANTANDER SECURITIES LLC
BD
CRD#: 41791
ANDOVER, MA
Past
February 6, 2012 - September 19, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
METHUEN, MA
Past
October 22, 2009 - September 19, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
METHUEN, MA
Past
December 14, 2007 - October 29, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC
CRD#: 293675 / SEC#: 801-112848
RIA
Registered Investment Advisory firm - (4/17/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2021)
RR
California(3/28/2025)
RR
Connecticut(12/13/2016)
RR
Florida(12/13/2016)
RR
Georgia(9/9/2021)
RR
Indiana(9/9/2021)
RR
Kansas(9/9/2021)
RR
Maine(11/19/2019)
RR
Maryland(12/13/2016)
RR
Massachusetts(12/13/2016)
IAR
Massachusetts(4/30/2018)
RR
New Hampshire(12/13/2016)
RR
New York(9/9/2021)
RR
North Carolina(9/10/2021)
RR
Rhode Island(3/28/2025)
RR
Texas(9/9/2021)
RR
Vermont(9/9/2021)
RR
Virginia(12/13/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC
CRD#: 293675 / SEC#: 801-112848
RIA
Registered Investment Advisory firm - (4/17/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Tradecenter, Suite 4810, Woburn, MA 01801
Mailing Address
Phone number
(781) 404-6909
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 495,478,972 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALTA WEALTH ADVISORS LLC
CRD#: 293675Woburn, MA 01801TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
