Heidi E. Humecky
Professional summary
Heidi Elisabeth Humecky, who also goes by Heidi Elisabeth Edinger, Heidi E Humecky, Heidi Elisabeth Humecky, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Heidi is registered as a RR (Registered Representative) and started their career in finance in 2007. Heidi has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heidi Elisabeth Humecky's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262September 11, 2020 - December 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2020 - December 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2019 - August 20, 2020
CHARLES SCHWAB & CO., INC.
August 18, 2017 - August 20, 2020
CHARLES SCHWAB & CO., INC.
November 30, 2007 - August 12, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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