Mitchell D. Simkins

FARTHER

DRAPER, UT

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CRD#: 5416538

Professional summary

Mitchell Dean Simkins, who also goes by Mitch Dean Simkins, is a registered financial advisor currently at FARTHER located in Draper, Utah.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mitchell has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Dean Simkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Owner at Simkins Family LLC, a residential real-estate company. Organization's primary address is in Salt Lake City, Utah. Organization is not primarily engaged in investment-related activity. Start Date is October 30th, 2020. Twenty hours per year. Duties include managing the affairs of the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Dean Simkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

FARTHER

RIA

CRD#: 302050

DRAPER, UT

Past

September 3, 2020 - November 9, 2023

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

Salt Lake City, UT

Past

September 3, 2020 - November 9, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

Past

April 9, 2019 - July 8, 2019

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

SLAT LAKE CITY, UT

Past

February 15, 2019 - November 9, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

Salt Lake City, UT

Past

February 15, 2019 - September 3, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SALT LAKE CITY, UT

Past

February 4, 2008 - February 15, 2019

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

SALT LAKE CITY, UT

Past

November 16, 2007 - February 15, 2019

NEWEDGE SECURITIES, LLC

CRD#: 10674

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2007

General Securities Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell D. Simkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Dean Simkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

UNITED CAPITAL FINANCIAL ADVISORS

CETERA WEALTH SERVICES, LLC

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2007

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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