EJ
Eric L. Johnson
TRUIST ADVISORY SERVICES
AUSTIN, TX 78747
Some features on this profile are disabled
CRD#: 5416181
EJ
Professional summary
Eric Laurin Johnson, who also goes by Eric L Johnson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Austin, Texas and TRUIST INVESTMENT SERVICES, INC. located in San Antonio, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric L Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Laurin Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2110 Boca Raton Dr, Austin, TX 78747RIA
CRD#: 283390
AUSTIN, TX
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 100 Ne Loop 410 Suite 165, San Antonio, TX 78216Office #2: 2110 Boca Raton Dr, Austin, TX 78747Office #3: 2338 N Loop 1604 W, San Antonio, TX 78248Office #4: 19141 Stone Oak Pkwy, San Antonio, TX 78258Office #5: 7800 N Mopac Expy, Austin, TX 78759Office #6: 110 Ih 35 N, Round Rock, TX 78681Office #7: 12301 Bee Cave Pkwy, Austin, TX 78738Office #8: 10900 Lakeline Mall Dr Ste K, Austin, TX 78717Office #9: 2702 Bee Cave Rd, Austin, TX 78746Office #10: 3508 S Lamar Blvd, Austin, TX 78704Office #11: 4220 W William Cannon Dr Ste 300, Austin, TX 78749Office #12: 2606 Fm 1825 Suite 200, Pflugerville, TX 78660Office #13: 1701 Directors Blvd Ste 100, Austin, TX 78744Office #14: 1000 E Anderson Ln, Austin, TX 78752Office #15: 3131 Kermit Hwy, Odessa, TX 79764Office #16: 1100 Andrews Hwy, Midland, TX 79701Office #17: 611 W 5th St Fl 1, Austin, TX 78701Office #18: 4900 E 42nd St, Odessa, TX 79762Office #19: 5360 Fredericksburg Rd, San Antonio, TX 78229Office #20: 5400 Broadway St, San Antonio, TX 78209Office #21: 1000 Nw Loop 410, San Antonio, TX 78213Office #22: 803 Castroville Rd Ste 322, San Antonio, TX 78237Office #23: 1313 Se Military Dr, San Antonio, TX 78214BD
CRD#: 17499
San Antonio, TX
Past
February 1, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
February 1, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
January 4, 2016 - January 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AUSTIN, TX
Past
December 28, 2015 - January 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AUSTIN, TX
Past
October 22, 2014 - December 1, 2015
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
AUSTIN, TX
Past
October 21, 2014 - December 1, 2015
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
AUSTIN, TX
Past
December 2, 2013 - October 13, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PINELLAS PARK, FL
Past
October 1, 2012 - October 13, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PINELLAS PARK, FL
Past
May 27, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LARGO, FL
Past
August 1, 2008 - December 3, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SAINT JOSEPH, MI
Past
April 29, 2008 - June 19, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(6/8/2023)
RR
Delaware(3/1/2024)
RR
Florida(2/17/2021)
RR
Illinois(8/28/2023)
RR
Kansas(2/2/2024)
RR
Louisiana(2/17/2021)
RR
Maryland(4/5/2024)
RR
Michigan(7/21/2022)
RR
Minnesota(9/25/2024)
RR
Mississippi(3/6/2023)
RR
Missouri(2/17/2021)
RR
New Jersey(11/3/2023)
RR
New York(4/27/2025)
RR
North Carolina(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(8/10/2023)
RR
Tennessee(5/9/2022)
RR
Texas(2/17/2021)
IAR
Texas(2/17/2021)
RR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
Wisconsin(2/17/2021)
RR
Wyoming(2/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
