Adriene M. Losciale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adriene Michelle Losciale, who also goes by Adriene Michelle Caldwell, Adriene Michelle Monkhouse, Adriene Monkhouse, Adriene Caldwell Sowell, was a registered financial professional .
Adriene is a previously registered financial professional and started their career in finance in 2007. Adriene had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2020 - December 7, 2020
AVION WEALTH
April 1, 2013 - March 25, 2016
USAA INVESTMENT SERVICES COMPANY
January 2, 2009 - March 25, 2016
USAA FINANCIAL PLANNING SERVICES
June 19, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
May 15, 2008 - March 25, 2016
USAA FINANCIAL ADVISORS, INC.
November 5, 2007 - May 12, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
AVION WEALTH
CRD#: 134242 / SEC#: 801-99351
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVION WEALTH
CRD#: 134242 / SEC#: 801-99351
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,523 |
| AUM (Assets Under Management) | $ 848,721,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
