Terry D. Cox

ENCOMPASS MORE ASSET MANAGEMENT LLC

Fountain Hills, AZ 85268

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CRD#: 5415732

Professional summary

Terry Dee Cox, who also goes by Terry Dee Cox, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in Fountain Hills, Arizona and ENCOMPASS MORE INVESTMENTS, LLC located in Fountain Hills, Arizona.

Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Terry has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terry Dee Cox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Encompass More Asset Management LLC; Investment-related; 390 Diablo Rd. Suite. 100, Danville, CA 94526; Registered Investment Advisor; Investment Adviser Representative; Start: 0701/2024; 5 hrs./wk. during trading hrs.; Agent for client variable life and annuity products. 2. TDC Insurance LLC; Investment-related; 16845 E. Ave of the Fountains, Ste 106, Fountain Hills, AZ 85268; Independent Insurance agency; Owner; Start: 06/20/2024; 10 hrs./wk. during trading hrs.; Broker for Fixed Life and Annuity products. Agent to buy and manage fixed life and annuity products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dee Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

ENCOMPASS MORE ASSET MANAGEMENT LLC

Office #1: 16845 E Ave Of The Fountains Suite 106, Fountain Hills, AZ 85268

RIA

CRD#: 322382

Fountain Hills, AZ

Current

July 18, 2024 - Present

ENCOMPASS MORE INVESTMENTS, LLC

Office #1: 16845 E Avenue Of The Fountains Unit 106, Fountain Hills, AZ 85268

CRD#: 318438

Fountain Hills, AZ

Past

July 25, 2020 - June 28, 2024

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Fountain Hills, AZ

Past

July 2, 2020 - July 9, 2024

CAPITAL WEALTH ALLIANCE, LLC

RIA

CRD#: 298257

Fountain Hills, AZ

Past

November 21, 2017 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FOUNTAIN HILLS, AZ

Past

November 20, 2017 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FOUNTAIN HILLS, AZ

Past

January 22, 2016 - November 17, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

SCOTTSDALE, AZ

Past

January 12, 2016 - November 17, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

SCOTTSDALE, AZ

Past

January 9, 2008 - January 14, 2016

EDWARD JONES

RIA

CRD#: 250

FOUNTAIN HILLS, AZ

Past

October 26, 2007 - January 14, 2016

EDWARD JONES

CRD#: 250

FOUNTAIN HILLS, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/1/2024)

IAR

Arizona
(8/1/2024)

California
(11/22/2024)

Hawaii
(7/18/2024)

IAR

Texas
(7/1/2024)

Texas
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/13/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/30/2018

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382 / SEC#: 801-126102

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

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Contact information

Main Address

390 Diablo Rd Suite 100, Danville, CA 94526

Mailing Address

Phone number

(925) 272-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCOMPASS MORE ASSET MANAGEMENT LLC ADV BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	4,025
AUM (Assets Under Management)	$ 581,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry D. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dee Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCOMPASS MORE INVESTMENTS, LLC

KINGSWOOD CAPITAL PARTNERS, LLC

CAPITAL WEALTH ALLIANCE, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ENCOMPASS MORE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2007

Series 10

Date: 9/13/2018

Series 9

Date: 4/30/2018

FINRA

Current Firm

ENCOMPASS MORE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS MORE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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