Mitchell L. Mann
Professional summary
Mitchell Lawrence Mann, who also goes by Mitchell Mann, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mitchell has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Lawrence Mann's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2600 Old Milton Pkwy, Alpharetta, GA 30009October 9, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 9919 Haynes Bridge Rd, Alpharetta, GA 30022Office #2: 5305 Windward Pkwy, Alpharetta, GA 30004Office #3: 6499 N Point Pkwy, Alpharetta, GA 30022Office #4: 2600 Old Milton Pkwy, Alpharetta, GA 30009February 15, 2011 - October 9, 2024
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2007 - October 9, 2024
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2024)
(10/10/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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