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RS

Roberto G. Schwartz

LIFECAPITAL PARTNERS LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 5415580
RS

Professional summary

Roberto Guillermo Schwartz is a registered financial advisor currently at LIFECAPITAL PARTNERS LLC located in New York, New York.

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Roberto has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Guillermo Schwartz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2025 - Present

LIFECAPITAL PARTNERS LLC

Office #1: 125 Park Avenue, New York, NY 10017
RIA
CRD#: 337455
NEW YORK, NY
Past

April 15, 2009 - December 3, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

October 11, 2007 - December 3, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/25/2025)
IAR
New York
(11/21/2025)
IAR
Texas
(11/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2007
General Securities Representative Examination

Current Firm

LP
LIFECAPITAL PARTNERS LLC
LIFECAPITAL PARTNERS LLC

CRD#: 337455 / SEC#: 801-134352

RIA
Registered Investment Advisory firm - (11/20/2025 120-Day Approval)
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Contact information

Main Address
125 Park Avenue, New York, NY 10017
Mailing Address
Phone number
(917) 968-0055
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFECAPITAL PARTNERS DISCLOSURE BROCHURE (11/21/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFECAPITAL PARTNERS LLC

CRD#: 337455New York, NY 10017

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