Austin M. Neary

PLAN2PROSPER LLC.

Andover, NJ 07821

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CRD#: 5415197

Professional summary

Austin Micheal Neary, CFP®, who also goes by Austin M Neary, is a registered financial advisor currently at PLAN2PROSPER LLC. located in Andover, New Jersey.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Austin has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin M Neary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Micheal Neary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

July 9, 2009 - Present

PLAN2PROSPER LLC.

Office #1: 19 Green Farms Rd, Andover, NJ 07821

RIA

CRD#: 150292

Andover, NJ

Past

November 8, 2007 - December 8, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FLORHAM PARK, NJ

Past

October 11, 2007 - December 8, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/9/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/2007

General Securities Representative Examination

Current Firm

PLAN2PROSPER LLC.

CRD#: 150292 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/9/2009 Approved)

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Contact information

Main Address

19 Green Farms Rd, Andover, NJ 07821

Mailing Address

Phone number

(973) 786-7476

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 9,300,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin M. Neary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Micheal Neary's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAN2PROSPER LLC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2007

Series 7

Date: 10/10/2007

Current Firm

PLAN2PROSPER LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAN2PROSPER LLC.

TRUST BUT VERIFY

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