Michelle M. Hager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Marie Hager was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2008. Michelle had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2015 - December 15, 2016
ADVANTAGE INVESTMENT MANAGEMENT, LLC
September 22, 2015 - December 22, 2016
LPL FINANCIAL LLC
June 27, 2014 - September 21, 2015
NEXT FINANCIAL GROUP, INC.
June 11, 2014 - September 21, 2015
NEXT FINANCIAL GROUP, INC.
November 14, 2011 - October 22, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2011 - October 22, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 7, 2011 - November 4, 2011
PFS INVESTMENTS INC.
June 1, 2011 - November 4, 2011
PFS INVESTMENTS INC.
May 4, 2009 - December 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 21, 2008 - December 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD#: 146236 / SEC#: 801-69551
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
