Phil A. Sher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phil Allan Sher, who also goes by Phil Sher, was a registered financial professional .
Phil is a previously registered financial professional and started their career in finance in 2008. Phil had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2017 - December 31, 2024
SHER INVESTMENT MANAGEMENT
January 3, 2011 - October 10, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 3, 2011 - October 10, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 27, 2009 - December 23, 2010
WORLD EQUITY GROUP, INC.
February 27, 2008 - December 23, 2010
WORLD EQUITY GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHER INVESTMENT MANAGEMENT
CRD#: 286103 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 787,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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