Christopher B. Soukup
Professional summary
Christopher Brian Soukup, CFP®, who also goes by Christopher Brian Soukup, Chris Soukup, Christopher B Soukup, Christopher Soukup, is a registered financial advisor currently at LIGHTHOUSE FINANCIAL SERVICES INC located in Brea, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brian Soukup's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
January 26, 2021 - Present
LIGHTHOUSE FINANCIAL SERVICES INC
Office #1: 3070 Saturn Street Suite 101, Brea, CA 92821December 17, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 17, 2018 - January 11, 2021
TD AMERITRADE, INC.
December 17, 2018 - January 11, 2021
TD AMERITRADE, INC.
July 13, 2018 - December 18, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 5, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
May 3, 2016 - December 17, 2018
FIDELITY BROKERAGE SERVICES LLC
June 30, 2011 - April 26, 2016
TD AMERITRADE, INC.
June 30, 2011 - April 26, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 3, 2011 - April 26, 2016
TD AMERITRADE, INC.
January 3, 2011 - May 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 9, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 12, 2008 - April 13, 2010
MML INVESTORS SERVICES, LLC
September 13, 2007 - April 9, 2008
OSAIC SERVICES, INC.
Primary Firm SEC Registration
LIGHTHOUSE FINANCIAL SERVICES INC
CRD#: 110367 / SEC#: 801-55848
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2021)
(1/28/2021)
Exams
Series 7TO
Date: 11/15/2022
General Securities Representative ExaminationCurrent Firm
LIGHTHOUSE FINANCIAL SERVICES INC
CRD#: 110367 / SEC#: 801-55848
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 454 |
| AUM (Assets Under Management) | $ 429,837,252 |
Red Flags
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