SF
Sean D. Fellin
APEXIUM FINANCIAL LP
Dallas, TX 75201
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CRD#: 5414467
SF
Professional summary
Sean Donald Fellin, who also goes by Sean D Fellin, is a registered financial advisor currently at APEXIUM FINANCIAL LP located in Dallas, Texas and M HOLDINGS SECURITIES, INC. located in Rye, New York.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean D Fellin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apexium Insurance Services; 600 Fifth Avenue, 2nd Floor, New York, NY 10020; 04/01/2016; Managing Director; Client acquisition and sales representative; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary. 2) Apexium Financial LP; 600 Fifth Avenue, 2nd Floor, New York, NY 10020; 03/01/2022; Managing Director; Investment Advisory & Financial Planning; Investment Related; 160 hours/month; 160 hours/month during business hours; Wages/Salary.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Donald Fellin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2021 - Present
APEXIUM FINANCIAL LP
Office #1: 1920 Mckinney Ave. Suite 700, Dallas, TX 75201RIA
CRD#: 283726
Dallas, TX
Current
November 2, 2021 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 411 Theodore Fremd Suite 206s, Rye, NY 10580RIA
BD
CRD#: 43285
Rye, NY
Past
February 20, 2009 - August 19, 2009
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
WOODBURY, NY
Past
January 30, 2008 - February 29, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APEXIUM FINANCIAL LP
APEXIUM FINANCIAL LP
CRD#: 283726 / SEC#: 801-107760
RIA
Registered Investment Advisory firm - (4/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/10/2021)
RR
California(5/10/2022)
IAR
Connecticut(6/10/2021)
RR
Connecticut(9/26/2025)
RR
Florida(5/10/2022)
RR
Maine(11/5/2024)
IAR
Maryland(6/10/2021)
IAR
Massachusetts(4/24/2022)
RR
Massachusetts(7/26/2022)
IAR
New Jersey(12/7/2021)
RR
New Jersey(5/19/2022)
IAR
New York(6/10/2021)
RR
New York(3/8/2022)
IAR
Pennsylvania(6/10/2021)
IAR
Rhode Island(6/10/2021)
RR
Rhode Island(1/23/2025)
RR
Tennessee(5/19/2022)
IAR
Texas(6/10/2021)
IAR
Virginia(6/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
APEXIUM FINANCIAL LP
APEXIUM FINANCIAL LP
CRD#: 283726 / SEC#: 801-107760
RIA
Registered Investment Advisory firm - (4/28/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1920 Mckinney Ave. Suite 700, Dallas, TX 75201
Mailing Address
Phone number
(212) 225-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,334 |
| AUM (Assets Under Management) | $ 4,020,524,185 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 09/18/2024 | ||
| 02/26/2024 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APEXIUM FINANCIAL LP
CRD#: 283726Dallas, TX 75201TRUST BUT VERIFY
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