CN

Chae D. Naylor

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CRD#: 5414452
CN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chae David Naylor, who also goes by Chae David Naylor Mr, was a registered financial professional .

Chae is a previously registered financial professional and started their career in finance in 2007. Chae had worked at 2 firms and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chae David Naylor Mr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 23, 2012 - October 9, 2024

NAYLOR & COMPANY

RIA
CRD#: 124924
SAN FRANCISCO, CA
Past

September 10, 2012 - March 30, 2015

NAYLOR INVESTING

RIA
CRD#: 145034
FORT WAYNE, IN
Past

November 21, 2007 - December 31, 2010

NAYLOR INVESTING

RIA
CRD#: 145034
FORT WAYNE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


N&
NAYLOR & COMPANY
NAYLOR & CO., LLC | NAYLOR & COMPANY INVESTMENTS, LLC | NAYLOR & COMPANY

CRD#: 124924 / SEC#:

Arizona
Registered Investment Advisory firm - (11/20/2024 Approved)
California
Registered Investment Advisory firm - (2/26/2003 Approved)
Indiana
Registered Investment Advisory firm - (12/17/2020 Terminated)
New York
Registered Investment Advisory firm - (8/17/2025 Approved)
Texas
Registered Investment Advisory firm - (9/16/2021 Conditional Restricted)
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Contact information


Main Address
Orinda, CA
Mailing Address
Phone number
(415) 741-7280
Established
Firm type
Fiscal year end
# of Employees
4

Regulatory assets under management


Total Number of Accounts243
AUM (Assets Under Management)$ 99,801,590

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NAYLOR & COMPANY

CRD#: 124924

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