Killraine D. Dean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Killraine David Dean, who also goes by Killraine D Dean, Killraine David Dean, Killraine Dean, Dean David Killraine, was a registered financial professional .
Killraine is a previously registered financial professional and started their career in finance in 2007. Killraine had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - January 29, 2019
TD PRIVATE CLIENT WEALTH LLC
September 7, 2018 - January 29, 2019
TD PRIVATE CLIENT WEALTH LLC
November 17, 2017 - July 10, 2018
BANCWEST INVESTMENT SERVICES, INC.
November 15, 2017 - July 10, 2018
BANCWEST INVESTMENT SERVICES, INC.
November 23, 2011 - December 14, 2017
CITIGROUP GLOBAL MARKETS INC.
November 23, 2011 - December 14, 2017
CITIGROUP GLOBAL MARKETS INC.
June 15, 2011 - September 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2011 - September 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2008 - March 3, 2011
PNC WEALTH MANAGEMENT LLC
October 24, 2007 - May 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
