Chris G. Hemmelgarn

SHAKER INVESTMENTS

Beachwood, OH 44122-7337

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CRD#: 5414204

Professional summary

Chris Graham Hemmelgarn, who also goes by Chris Hemmelgarn, is a registered financial advisor currently at SHAKER INVESTMENTS located in Beachwood, Ohio.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Chris has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Hemmelgarn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Graham Hemmelgarn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2018 - Present

SHAKER INVESTMENTS

Office #1: 3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337

RIA

CRD#: 119135

Beachwood, OH

Past

August 29, 2012 - September 15, 2017

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAKER INVESTMENTS

SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA

Registered Investment Advisory firm - (1/1/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 10/2/2012

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 9/25/2012

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 8/28/2012

General Securities Representative Examination

Current Firm

SHAKER INVESTMENTS

SHAKER INVESTMENT LLC | SHAKER INVESTMENTS, L.L.C. | SHAKER INVESTMENTS, INC. | SHAKER INVESTMENTS LLC | SHAKER INVESTMENTS

CRD#: 119135 / SEC#: 801-60907

RIA

Registered Investment Advisory firm - (1/1/2002 Approved)

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Contact information

Main Address

3201 Enterprise Parkway Suite 310, Beachwood, OH 44122-7337

Mailing Address

Phone number

(216) 292-2950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHAKER INVESTMENTS FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 253,099,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chris G. Hemmelgarn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Graham Hemmelgarn's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

SHAKER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2012

SIE

Date: 9/15/2017

Series 87

Date: 10/2/2012

Series 86

Date: 9/25/2012

Series 7

Date: 8/28/2012

Current Firm

SHAKER INVESTMENTS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHAKER INVESTMENTS

TRUST BUT VERIFY

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