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MD

Marynus J. De Waal

Some features on this profile are disabled
CRD#: 5414160
MD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marynus Johannes De Waal was a registered financial professional .

Marynus is a previously registered financial professional and started their career in finance in 2007. Marynus had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 24, 2013 - June 9, 2014

MYD MARKET, INC

BD
CRD#: 29019
NEW YORK, NY
Past

March 22, 2011 - May 14, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

August 11, 2008 - October 8, 2009

VDM INSTITUTIONAL BROKERAGE, LLC

BD
CRD#: 39022
NEW YORK, NY
Past

September 14, 2007 - November 13, 2008

VDM TRADING, LLC

BD
CRD#: 137999
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 12/17/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/13/2007
General Securities Representative Examination

Current Firm

MM
MYD MARKET, INC
CFG FINANCIAL ASSOCIATES, INC. | MYD MARKET, INC | MUTUAL FUND INVESTMENT GROUP, INC. | JANSSEN-MEYERS CAPITAL GROUP, INC. | GEM FINANCIAL ASSOCIATES, INC. | GEM FINANCIAL ASSOCIATE, INC.

CRD#: 29019 / SEC#: , 8-44018

BD
Terminated by SEC on 01/30/2016
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 07/24/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITIES PARTNERS, LLCOWNER
BENISTY GROUP, LLCSHAREHOLDER
LEIAH LLCSHAREHOLDER
QUCUI LLCSHAREHOLDER
ASSOUN, YANPRESIDENT5683791
CURRAN, JAMES EDWARDFINOP2870558
ONEILL, THOMAS ACHIEF COMPLIANCE OFFICER2312416

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MYD MARKET, INC

CRD#: 29019

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