Charles P. Raub

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

Bend, OR

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CRD#: 5414113

Professional summary

Charles Patrick Raub, who also goes by Charles P Raub, Charlie Patrick Raub, is a registered financial advisor currently at WEST RIDGE CAPITAL MANAGEMENT L.L.C. located in Bend, Oregon.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles P Raub | Charlie Patrick Raub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/24 to Present; CareOregon; Investment-related; Investment Analyst. Approx 50% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Patrick Raub's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2024 - Present

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

RIA

CRD#: 332236

Bend, OR

Past

March 27, 2018 - July 31, 2023

FISHER INVESTMENTS

RIA

CRD#: 107342

Camas, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2018

Uniform Investment Adviser Law Examination

Current Firm

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

CRD#: 332236 / SEC#:

Oregon

Registered Investment Advisory firm - (10/16/2024 Approved)

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Contact information

Main Address

Bend, OR

Mailing Address

Phone number

(530) 701-6095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 556,577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles P. Raub

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Patrick Raub's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

FISHER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2018

Current Firm

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEST RIDGE CAPITAL MANAGEMENT L.L.C.

TRUST BUT VERIFY

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