Lucas M. Wennersten

49TH PARALLEL WEALTH MANAGEMENT

SCOTTSDALE, AZ 85260

Some features on this profile are disabled

CRD#: 5413961

Professional summary

Lucas Mitchell Wennersten, CFP® is a registered financial advisor currently at 49TH PARALLEL WEALTH MANAGEMENT located in Scottsdale, Arizona.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lucas has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cardinal Point Wealth Management Partners, LLC; Senior Financial Planner & Relationship Manager; Investment Related. Cardinal Point Capital Management, Inc; Senior Financial Planner & Relationship Manager; Investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Mitchell Wennersten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 7, 2024 - Present

49TH PARALLEL WEALTH MANAGEMENT

Office #1: 9375 E. Shea Blvd. Suite 113d, Scottsdale, AZ 85260

RIA

CRD#: 332829

SCOTTSDALE, AZ

Past

November 1, 2021 - October 12, 2022

CARDINAL POINT WEALTH MANAGEMENT

RIA

CRD#: 316266

Phoenix, AZ

Past

April 17, 2019 - August 14, 2024

CARDINAL POINT WEALTH MANAGEMENT

RIA

CRD#: 140619

Phoenix, AZ

Past

March 6, 2019 - November 1, 2021

CARDINAL POINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 151579

San Tan Valley, AZ

Past

September 3, 2014 - January 24, 2019

TRANSITION FINANCIAL ADVISORS GROUP, LLC

RIA

CRD#: 116089

GILBERT, AZ

Past

October 29, 2007 - June 30, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

October 9, 2007 - June 30, 2008

OSAIC FA, INC.

CRD#: 3978

SAN RAMON, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/7/2024)

IAR

Texas
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/2007

General Securities Representative Examination

Current Firm

49TH PARALLEL WEALTH MANAGEMENT

49TH PARALLEL WEALTH MANAGEMENT | 49TH PARALLEL WEALTH MANAGEMENT, LLC

CRD#: 332829 / SEC#:

Arizona

Registered Investment Advisory firm - (10/7/2024 Approved)

Texas

Registered Investment Advisory firm - (7/22/2025 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9375 E. Shea Blvd. Suite 113d, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 520-7770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,982,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lucas M. Wennersten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Mitchell Wennersten's CRS (Customer Relationship Summary).

Certified licenses

Experience

49TH PARALLEL WEALTH MANAGEMENT

CARDINAL POINT WEALTH MANAGEMENT

CARDINAL POINT WEALTH MANAGEMENT

CARDINAL POINT WEALTH MANAGEMENT, LLC

TRANSITION FINANCIAL ADVISORS GROUP, LLC

OSAIC FA, INC.

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2014

Series 66

Date: 10/27/2007

Series 7

Date: 10/8/2007

Current Firm

49TH PARALLEL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

49TH PARALLEL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors