Darius A. Ghoddoussi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darius Arian Ghoddoussi was a registered financial professional .
Darius is a previously registered financial professional and started their career in finance in 2009. Darius had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2020 - December 31, 2022
BLUEWATER CAPITAL
February 26, 2015 - December 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 2015 - December 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2014 - December 31, 2014
BLUEWATER CAPITAL
April 23, 2013 - April 30, 2014
PALADIN INVESTMENT LLC
May 4, 2011 - April 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
June 1, 2010 - April 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
December 23, 2009 - June 4, 2010
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BLUEWATER CAPITAL
CRD#: 305604 / SEC#:
Contact information
Red Flags
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