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Darius Arian Ghoddoussi

CRD# 5413760·Registered 2009 - 2022
Previously Registered: Being a previously registered professional could mean that Darius is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darius Arian Ghoddoussi was a registered financial advisor. Darius was a previously registered financial professional and started their career in finance 2009 - 2022. Darius had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

BLUEWATER CAPITAL·CRD# 305604
RIA
Seattle, WA
September 10, 2020 - December 31, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Seattle, WA
February 26, 2015 - December 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Seattle, WA
February 26, 2015 - December 26, 2018
BLUEWATER CAPITAL·CRD# 167284
RIA
Seattle, WA
March 18, 2014 - December 31, 2014
PALADIN INVESTMENT LLC·CRD# 107914
RIA
Bellevue, WA
April 23, 2013 - April 30, 2014
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Seattle, WA
May 4, 2011 - April 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Seattle, WA
June 1, 2010 - April 26, 2013
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Rockville, MD
December 23, 2009 - June 4, 2010

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Current Firm

BC
BLUEWATER CAPITAL

BLUEWATER CAPITAL | DAG CAPITAL LLC | BLUEWATER CAPITAL LLC

CRD#: 305604

Contact Information

Main Address

Seattle, WA

Phone Number

(425) 366-1289

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Developer

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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