Jeffery A. Elswick
Professional summary
Jeffery A Elswick, who also goes by Jeff Allen Elswick, Jeffery Allen Elswick, is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.
Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeffery has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery A Elswick's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2008 - Present
FROST INVESTMENT ADVISORS, LLC
Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205October 25, 2007 - January 23, 2009
FROST BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2008)
Exams
Current Firm
FROST INVESTMENT ADVISORS, LLC
CRD#: 146148 / SEC#: 801-68724
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 5,435,683,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/09/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
