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HW

Holly M. Workman

CERTUITY
North Palm Beach, FL 33408
Some features on this profile are disabled
CRD#: 5413543
HW

Professional summary

Holly Marie Workman, who also goes by Holly Workman, is a registered financial advisor currently at CERTUITY, LLC located in North Palm Beach, Florida.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Holly has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Holly Workman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Marie Workman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2025 - Present

CERTUITY, LLC

Office #1: 1295 Us Highway One Third Floor, North Palm Beach, FL 33408
RIA
CRD#: 129505
North Palm Beach, FL
Past

April 11, 2019 - June 18, 2021

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
BOCA RATON, FL
Past

December 10, 2014 - August 8, 2016

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

December 23, 2008 - March 13, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CERTUITY, LLC
ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/21/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/11/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2008
General Securities Representative Examination

Current Firm

CL
CERTUITY, LLC
ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)
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Contact information

Main Address
1295 Us Highway One Third Floor, North Palm Beach, FL 33408
Mailing Address
Phone number
(561) 693-3255
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CERTUITY FORM ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts1,889
AUM (Assets Under Management)$ 3,100,032,026

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/12/2025
Cover Page
Report
10/04/2024
Cover Page
Report
12/22/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERTUITY, LLC

CRD#: 129505North Palm Beach, FL 33408

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